2003Unpublished venueRequires access

A Tentative Study of Chinese Securities Business

Yin Shi

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Abstract

As china has joined the WTO, the securities business in China will pay much more attention to the market and the international requirements. Accordingly, great changes will take place in the model of securities business and management. Adjusting to the transformation of securities business, gaining investors, enlarging the shares of market and adjusting and improving the model of securities business are the most important issues for securities companies to consider.

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What this paper is about

As china has joined the WTO, the securities business in China will pay much more attention to the market and the international requirements. Accordingly, great changes will take place in the model of securities business and management. Adjusting to the transformation of securities business, gaining investors, enlarging the shares of market and adjusting and improving the model of securities business are the most important issues for securities companies to consider.

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Available abstract

As china has joined the WTO, the securities business in China will pay much more attention to the market and the international requirements. Accordingly, great changes will take place in the model of securities business and management. Adjusting to the transformation of securities business, gaining investors, enlarging the shares of market and adjusting and improving the model of securities business are the most important issues for securities companies to consider.

Key concepts: Business, Broker-dealer, Private placement, China, Third market, Investment banking, Security market, Hybrid security

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