2023SustainabilityOpen access

How Urban Morphology Relates to the Urban Heat Island Effect: A Multi-Indicator Study

Biao Liu, Guo Xian, Jie Jiang

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Abstract

Urban morphology quantitatively expresses a city’s spatial structure, internal relationships, and physical form. It has advantages for predicting urban growth and analyzing the current state of cities in the literature. A comprehensive study on the complex relationships between urban morphology and urban heat island intensity (UHII) is of great importance for mitigating the urban heat island (UHI) effect for megacities. This study models urban morphological indicators in fine resolution based on three aspects: building morphology, ecological infrastructure, and human activities. The model accurately captures UHII by employing the definition of UHI effects. The relationship between urban morphology and UHII was further examined using extreme gradient boosting (XGBoost) and Shapley additive explanations (SHAP). By taking central Beijing, China as study area, major findings include the following: (1) Significant daytime UHI effects were observed within the research area, particularly during the summer months, when it appears to be most severe. More than 90% of the region experiences varying degrees of the UHI effects. (2) UHI is significantly correlated with both 2D and 3D urban morphological indicators. Low sky view factor (SVF) and high SVF tend to mitigate UHI, whereas moderate SVF tends to aggravate UHI. (3) In densely populated areas, tall trees may be more effective than other forms of vegetation at mitigating UHI. Based on the aforementioned findings, this article suggests that urban morphology optimization should focus on seasonality, spatial specificity, and indicator specificity for megacities in urban design and spatial planning aimed at mitigating UHI.

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Urban morphology quantitatively expresses a city’s spatial structure, internal relationships, and physical form. It has advantages for predicting urban growth and analyzing the current state of cities in the literature. A comprehensive study on the complex relationships between urban morphology and urban heat island intensity (UHII) is of great importance for mitigating the urban heat island (UHI) effect for megacities. This study models urban morphological indicators in fine resolution based on three aspects: building morphology, ecological infrastructure, and human activities. The model accurately captures UHII by employing the definition of UHI effects. The relationship between urban morphology and UHII was further examined using extreme gradient boosting (XGBoost) and Shapley additive explanations (SHAP). By taking central Beijing, China as study area, major findings include the following: (1) Significant daytime UHI effects were observed within the research area, particularly during the summer months, when it appears to be most severe. More than 90% of the region experiences varying degrees of the UHI effects. (2) UHI is significantly correlated with both 2D and 3D urban morphological indicators. Low sky view factor (SVF) and high SVF tend to mitigate UHI, whereas moderate SVF tends to aggravate UHI. (3) In densely populated areas, tall trees may be more effective than other forms of vegetation at mitigating UHI. Based on the aforementioned findings, this article suggests that urban morphology optimization should focus on seasonality, spatial specificity, and indicator specificity for megacities in urban design and spatial planning aimed at mitigating UHI.

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Available abstract

Urban morphology quantitatively expresses a city’s spatial structure, internal relationships, and physical form. It has advantages for predicting urban growth and analyzing the current state of cities in the literature. A comprehensive study on the complex relationships between urban morphology and urban heat island intensity (UHII) is of great importance for mitigating the urban heat island (UHI) effect for megacities. This study models urban morphological indicators in fine resolution based on three aspects: building morphology, ecological infrastructure, and human activities. The model accurately captures UHII by employing the definition of UHI effects. The relationship between urban morphology and UHII was further examined using extreme gradient boosting (XGBoost) and Shapley additive explanations (SHAP). By taking central Beijing, China as study area, major findings include the following: (1) Significant daytime UHI effects were observed within the research area, particularly during the summer months, when it appears to be most severe. More than 90% of the region experiences varying degrees of the UHI effects. (2) UHI is significantly correlated with both 2D and 3D urban morphological indicators. Low sky view factor (SVF) and high SVF tend to mitigate UHI, whereas moderate SVF tends to aggravate UHI. (3) In densely populated areas, tall trees may be more effective than other forms of vegetation at mitigating UHI. Based on the aforementioned findings, this article suggests that urban morphology optimization should focus on seasonality, spatial specificity, and indicator specificity for megacities in urban design and spatial planning aimed at mitigating UHI.

Key concepts: Urban heat island, Megacity, Urban morphology, Beijing, Urban planning, Urban climate, Environmental science, Geography

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