2020•Journal of Public PolicyRequires access

Presidential directives in a resistant bureaucracy

Alex Acs

Open publisher page 10 citations

Abstract

Abstract Presidential directives are often assumed to be checked only by external actors, like Congress and the courts. But the internal constraints facing presidents can also be substantial. I study a model where a president can induce compliance with a directive by removing some subordinate agents (the appointees) but not others (the careerists), and where the relative contribution of each agent to the directive’s success is unobservable. The model suggests that theformalauthority presidents have to issue directives and remove subordinates can advance presidential goals, affording presidentsrealauthority. But real authority is not guaranteed, and the resulting uncertainty can shape presidential decision-making: when to issue a directive, how ambitious to make it, and which agencies to target. To illustrate, I analyse two prominent directives in Clinton’s regulatory planning order, E.O. 12866, showing why they targeted different agencies, despite belonging to the same order, and why compliance has been uneven.

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What this paper is about

Abstract Presidential directives are often assumed to be checked only by external actors, like Congress and the courts. But the internal constraints facing presidents can also be substantial. I study a model where a president can induce compliance with a directive by removing some subordinate agents (the appointees) but not others (the careerists), and where the relative contribution of each agent to the directive’s success is unobservable. The model suggests that theformalauthority presidents have to issue directives and remove subordinates can advance presidential goals, affording presidentsrealauthority. But real authority is not guaranteed, and the resulting uncertainty can shape presidential decision-making: when to issue a directive, how ambitious to make it, and which agencies to target. To illustrate, I analyse two prominent directives in Clinton’s regulatory planning order, E.O. 12866, showing why they targeted different agencies, despite belonging to the same order, and why compliance has been uneven.

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Available abstract

Abstract Presidential directives are often assumed to be checked only by external actors, like Congress and the courts. But the internal constraints facing presidents can also be substantial. I study a model where a president can induce compliance with a directive by removing some subordinate agents (the appointees) but not others (the careerists), and where the relative contribution of each agent to the directive’s success is unobservable. The model suggests that theformalauthority presidents have to issue directives and remove subordinates can advance presidential goals, affording presidentsrealauthority. But real authority is not guaranteed, and the resulting uncertainty can shape presidential decision-making: when to issue a directive, how ambitious to make it, and which agencies to target. To illustrate, I analyse two prominent directives in Clinton’s regulatory planning order, E.O. 12866, showing why they targeted different agencies, despite belonging to the same order, and why compliance has been uneven.

Key concepts: Presidential system, Directive, Unobservable, Bureaucracy, Compliance (psychology), Order (exchange), Political science, Public administration

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