1997•Unpublished venueRequires access

A Briefing Report on the State's Compliance with Federal Securities Laws on Municipal Securities Disclosure

Lawrence F. Alwin

Abstract

Report of the Texas State Auditor's Office related to assessing the State's efforts to comply with federal disclosure rules and regulations of municipal securities; determining whether state bond issuers are aware of federal disclosure rules and whether they have established policies and procedures for compliance; and identifying opportunities to share information regarding good disclosure practices recommended by industry organizations and used by state issuers.

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Available abstract

Key concepts: Issuer, Business, Audit, Accounting, State (computer science), Compliance (psychology), Bond, Finance