2013Federal Sentencing ReporterRequires access

The Commission Defends an Ailing Hypothesis

Paul J. Hofer

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Abstract

The U.S. Sentencing Commission has argued that increased judicial discretion, resulting from the Supreme Court's decision in U.S. v Booker, has led to increased sentencing disparity, particularly against Black males. This paper shows that the Commission's own findings are not consistent with a pattern of increased disparity arising from increased discretion. Moreover, the Commission's statistical models do not measure the most important sources of demographic disparity: 1) pre-sentencing charging and plea bargaining decisions, and 2) unfair rules having severe adverse impacts. Nor do the models measure the effects of the most significant change resulting from Booker -- an increase in the rate of sentences imposed below the recommended guideline range. Policymakers require a broader range of methods and data, as provided by a new generation of econometric researchers, before reaching conclusions about proposals for legislative change.

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What this paper is about

The U.S. Sentencing Commission has argued that increased judicial discretion, resulting from the Supreme Court's decision in U.S. v Booker, has led to increased sentencing disparity, particularly against Black males. This paper shows that the Commission's own findings are not consistent with a pattern of increased disparity arising from increased discretion. Moreover, the Commission's statistical models do not measure the most important sources of demographic disparity: 1) pre-sentencing charging and plea bargaining decisions, and 2) unfair rules having severe adverse impacts. Nor do the models measure the effects of the most significant change resulting from Booker -- an increase in the rate of sentences imposed below the recommended guideline range. Policymakers require a broader range of methods and data, as provided by a new generation of econometric researchers, before reaching conclusions about proposals for legislative change.

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Available abstract

The U.S. Sentencing Commission has argued that increased judicial discretion, resulting from the Supreme Court's decision in U.S. v Booker, has led to increased sentencing disparity, particularly against Black males. This paper shows that the Commission's own findings are not consistent with a pattern of increased disparity arising from increased discretion. Moreover, the Commission's statistical models do not measure the most important sources of demographic disparity: 1) pre-sentencing charging and plea bargaining decisions, and 2) unfair rules having severe adverse impacts. Nor do the models measure the effects of the most significant change resulting from Booker -- an increase in the rate of sentences imposed below the recommended guideline range. Policymakers require a broader range of methods and data, as provided by a new generation of econometric researchers, before reaching conclusions about proposals for legislative change.

Key concepts: Commission, Law and economics, Political science, Law, Economics

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