LEGITIMACY AND THE CONSTITUTION
Richard H. Fallon
Abstract
Richard H. Fallon
Abstract
TABLE OF CONTENTS INTRODUCTION I. THREE CONCEPTS OF LEGITIMACY AND THEIR OBJECTS A. Legitimacy as a Legal Concept B. Legitimacy as a Sociological Concept C. Legitimacy as a Moral Concept D. An Aside on Legal Positivism and Natural Law E. The Objects of Legitimacy Judgments II. THE LEGITIMACY OF THE CONSTITUTION A. The Relationship Between the Constitution's Moral Legitimacy and Its Legal and Sociological Legitimacy B. Assessing Ideal and Minimal Moral Legitimacy C. What Is the Constitution? D. The Limits of Constitutional Legitimacy III. JUDICIAL LEGITIMACY UNDER THE CONSTITUTION A. Judicial Legitimacy as a Legal Concept 1. The Meaning of Claims of Legal Legitimacy and Illegitimacy 2. Standards for Assessing the Legal Legitimacy of Assertions of Judicial Power B. The Sociological Legitimacy of Judicial Power and Its Exercise 1. Some Conceptual Varieties of Sociological Judicial Legitimacy 2. Assessing the Sociological Legitimacy of Judicial Power (a) The Relationship Between Institutional Legitimacy and the Substantive Sociological Legitimacy of Judicial Decisions (b) Authoritative Legitimacy and Its Limits (c) Measures of Sociological Legitimacy and the Limits of Judicial Power C. The Moral Legitimacy of Judicial Power and Its Exercise D. Three Concepts of Legitimacy: A Test Case IV. LEGISLATIVE, PRESIDENTIAL, AND ADMINISTRATIVE LEGITIMACY A. Legal Legitimacy B. Sociological Legitimacy C. Moral Legitimacy V. CONNECTIONS AND DISJUNCTIONS A. Legal Legitimacy B. Sociological Legitimacy C. Moral Legitimacy D. Conflicts and Priorities VI. CONCLUSION: THE PERSISTING IDEAL OF CONSTITUTIONAL LEGITIMACY Legitimacy is a term much invoked but little analyzed in constitutional debates. Uncertainty and confusion frequently result. This Article fills a gap in the literature by analyzing the idea of constitutional legitimacy. It argues that the term invites appeal to three distinct kinds of criteria that in turn support three distinct but partly overlapping concepts of legitimacy--legal, sociological, and moral. When we examine legitimacy debates with these three concepts in mind, striking conclusions emerge. First, the legal legitimacy of the Constitution depends more on its present sociological acceptance than on the (questionable) legality of its formal ratification. Second, although the Constitution deserves to be recognized as morally legitimate, it is only minimally rather than ideally so: it is not morally perfect, nor has it ever enjoyed unanimous consent. Third, because the Constitution invites disagreement about what it means and how it should be interpreted, many claims about the legal legitimacy of practices under the Constitution rest on inherently uncertain foundations. Significantly, however, a virtual consensus exists that at least some judicial precedents suffice to support future claims of legitimate judicial authority, even when those precedents were themselves erroneously decided in the first instance. Like the legal legitimacy of the Constitution, the legal legitimacy of precedent-based decisionmaking arises from sociological acceptance. Fourth, in the absence of greater legal and sociological consensus, judgments about many purportedly legal questions, including questions of judicial legitimacy, frequently reflect assumptions about the moral legitimacy of official action. Realistic discourse about constitutional legitimacy must therefore reckon with the snarled interconnections among constitutional law, its sociological foundations, and the felt imperatives of practical exigency and moral right. INTRODUCTION Legitimacy is a term much bruited about in discussions of constitutional law. …
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TABLE OF CONTENTS INTRODUCTION I. THREE CONCEPTS OF LEGITIMACY AND THEIR OBJECTS A. Legitimacy as a Legal Concept B. Legitimacy as a Sociological Concept C. Legitimacy as a Moral Concept D. An Aside on Legal Positivism and Natural Law E. The Objects of Legitimacy Judgments II. THE LEGITIMACY OF THE CONSTITUTION A. The Relationship Between the Constitution's Moral Legitimacy and Its Legal and Sociological Legitimacy B. Assessing Ideal and Minimal Moral Legitimacy C. What Is the Constitution? D. The Limits of Constitutional Legitimacy III. JUDICIAL LEGITIMACY UNDER THE CONSTITUTION A. Judicial Legitimacy as a Legal Concept 1. The Meaning of Claims of Legal Legitimacy and Illegitimacy 2. Standards for Assessing the Legal Legitimacy of Assertions of Judicial Power B. The Sociological Legitimacy of Judicial Power and Its Exercise 1. Some Conceptual Varieties of Sociological Judicial Legitimacy 2. Assessing the Sociological Legitimacy of Judicial Power (a) The Relationship Between Institutional Legitimacy and the Substantive Sociological Legitimacy of Judicial Decisions (b) Authoritative Legitimacy and Its Limits (c) Measures of Sociological Legitimacy and the Limits of Judicial Power C. The Moral Legitimacy of Judicial Power and Its Exercise D. Three Concepts of Legitimacy: A Test Case IV. LEGISLATIVE, PRESIDENTIAL, AND ADMINISTRATIVE LEGITIMACY A. Legal Legitimacy B. Sociological Legitimacy C. Moral Legitimacy V. CONNECTIONS AND DISJUNCTIONS A. Legal Legitimacy B. Sociological Legitimacy C. Moral Legitimacy D. Conflicts and Priorities VI. CONCLUSION: THE PERSISTING IDEAL OF CONSTITUTIONAL LEGITIMACY Legitimacy is a term much invoked but little analyzed in constitutional debates. Uncertainty and confusion frequently result. This Article fills a gap in the literature by analyzing the idea of constitutional legitimacy. It argues that the term invites appeal to three distinct kinds of criteria that in turn support three distinct but partly overlapping concepts of legitimacy--legal, sociological, and moral. When we examine legitimacy debates with these three concepts in mind, striking conclusions emerge. First, the legal legitimacy of the Constitution depends more on its present sociological acceptance than on the (questionable) legality of its formal ratification. Second, although the Constitution deserves to be recognized as morally legitimate, it is only minimally rather than ideally so: it is not morally perfect, nor has it ever enjoyed unanimous consent. Third, because the Constitution invites disagreement about what it means and how it should be interpreted, many claims about the legal legitimacy of practices under the Constitution rest on inherently uncertain foundations. Significantly, however, a virtual consensus exists that at least some judicial precedents suffice to support future claims of legitimate judicial authority, even when those precedents were themselves erroneously decided in the first instance. Like the legal legitimacy of the Constitution, the legal legitimacy of precedent-based decisionmaking arises from sociological acceptance. Fourth, in the absence of greater legal and sociological consensus, judgments about many purportedly legal questions, including questions of judicial legitimacy, frequently reflect assumptions about the moral legitimacy of official action. Realistic discourse about constitutional legitimacy must therefore reckon with the snarled interconnections among constitutional law, its sociological foundations, and the felt imperatives of practical exigency and moral right. INTRODUCTION Legitimacy is a term much bruited about in discussions of constitutional law. …
Key concepts: Legitimacy, Law, Constitution, Political science, Law and economics, Sociology, Politics