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The Discourse Basis of Ergativity

John W. Du Bois

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Abstract

This paper examines the phenomenon of ergativity and its relation to patterns of surface grammar and information flow in discourse. Corresponding to the grammatical pattern of ergativity (exemplified in the A vs. S/O distribution of verbal cross-referencing morphology in Sacapultec Maya) there is an isomorphic pattern of information flow: information distribution among argument positions in clauses of spoken discourse is not random, but grammatically skewed toward an ergative pattern. Arguments comprising new information appear preferentially in the S or O roles, but not in the A role—which leads to formulation of a Given A Constraint. Evidence from other languages suggests that the ergative patterning of discourse extends beyond the ergative type to encompass accusative languages as well. Given the linguistic consequences of a type-independent Preferred Argument Structure, it is argued that language-internal phenomena as fundamental as the structuring of grammatical relations can be shaped by forces arising out of discourse, viewed as the aggregate of instances of language use.

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What this paper is about

This paper examines the phenomenon of ergativity and its relation to patterns of surface grammar and information flow in discourse. Corresponding to the grammatical pattern of ergativity (exemplified in the A vs. S/O distribution of verbal cross-referencing morphology in Sacapultec Maya) there is an isomorphic pattern of information flow: information distribution among argument positions in clauses of spoken discourse is not random, but grammatically skewed toward an ergative pattern. Arguments comprising new information appear preferentially in the S or O roles, but not in the A role—which leads to formulation of a Given A Constraint. Evidence from other languages suggests that the ergative patterning of discourse extends beyond the ergative type to encompass accusative languages as well. Given the linguistic consequences of a type-independent Preferred Argument Structure, it is argued that language-internal phenomena as fundamental as the structuring of grammatical relations can be shaped by forces arising out of discourse, viewed as the aggregate of instances of language use.

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Available abstract

This paper examines the phenomenon of ergativity and its relation to patterns of surface grammar and information flow in discourse. Corresponding to the grammatical pattern of ergativity (exemplified in the A vs. S/O distribution of verbal cross-referencing morphology in Sacapultec Maya) there is an isomorphic pattern of information flow: information distribution among argument positions in clauses of spoken discourse is not random, but grammatically skewed toward an ergative pattern. Arguments comprising new information appear preferentially in the S or O roles, but not in the A role—which leads to formulation of a Given A Constraint. Evidence from other languages suggests that the ergative patterning of discourse extends beyond the ergative type to encompass accusative languages as well. Given the linguistic consequences of a type-independent Preferred Argument Structure, it is argued that language-internal phenomena as fundamental as the structuring of grammatical relations can be shaped by forces arising out of discourse, viewed as the aggregate of instances of language use.

Key concepts: Linguistics, Basis (linear algebra), Philosophy, Mathematics, Geometry

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