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1979•University of Miami School of Law Institutional Repository (University of Miami)Open access

The Role of Government in the Securities Market

James R. Lothian

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Abstract

The author discusses the need for and the desirability of governmental regulation of the securities market. This assessment, which is made from an economic perspective, leads to the conclusion that the SEC is ineffective in protecting investors and that the regulatory role of the government should be diminished.

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What this paper is about

The author discusses the need for and the desirability of governmental regulation of the securities market. This assessment, which is made from an economic perspective, leads to the conclusion that the SEC is ineffective in protecting investors and that the regulatory role of the government should be diminished.

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OpenAlex reports 2 citations for this work. Citation counts describe recorded attention and do not establish research quality.

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Available abstract

The author discusses the need for and the desirability of governmental regulation of the securities market. This assessment, which is made from an economic perspective, leads to the conclusion that the SEC is ineffective in protecting investors and that the regulatory role of the government should be diminished.

Key concepts: Business, Government (linguistics), Security market, Third market, Financial system, Law and economics, Investment banking, Economics

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